Elective Professional Client Opt Up Form

This document enables your clients to request classification as an Elective Professional Client for the purposes of receiving specified investment services, communications and/or access to certain products. It includes including the accompanying Notice on Loss of Regulatory Protections disclosure.

Under applicable regulations, you are required to categorise clients according to their experience, knowledge and ability to assess investment risks. Clients classified as Professional are considered capable of making their own investment decisions and understanding the risks involved and are therefore afforded a lower level of regulatory protection than Retail Clients.