Authorisations Done Properly.
Regulatory authorisations succeed or fail on the quality and coherence of the underlying regulatory content. Regulatory Licence Lab is built to address that reality.
Rather than offering generic advice or project management, we provide a modular platform organised around how supervisors actually assess firms. rovides structured licensing frameworks, templates, and documentation derived from live authorisations and supervisory feedback. These materials are designed to sit alongside legal advice and withstand detailed regulatory scrutiny.
  • Written by UK & EU regulatory specialists and former regulators
  • Built around current forms & expectations
  • Optional add ons include compliance manual, policies, governance and financials templates
  • Upgrade any time to “we review it for you”

We are not a law firm, a regulator or a volume authorisation provider. We exist to help firms build credible and durable regulated businesses properly, from the outset

“Regulator-grade authorisation content for FCA and EU AIFM / MiFID firms”

Authorisation processes fail not because firms misunderstand the rules, but because they underestimate the depth, coherence, and internal consistency regulators expect across submissions.

Regulatory License Lab exists to close that gap. We build structured, regulator credible licensing materials for investment firms navigating UK and EU authorisations.

We specialise in AIFM and MiFID permissions, supporting founders, boards, compliance leaders, and counsel with the underlying regulatory architecture required for approval:

  • Regulator-aligned authorisation packs

  • Jurisdiction-specific AIFM and MiFID playbooks

  • Governance, substance, and risk frameworks

  • Capital, ICARA, and prudential architecture

  • Submission-ready documentation designed to sit alongside legal advice

  • Our materials are designed to support:

  • FCA authorisations and variations of permission

  • EU AIFM and MiFID licensing across major jurisdictions

  • Cross-border regulatory strategies.

This is not advisory commentary. It is engineered authorisation content, built from real approvals.

Regulatory provenance and scope

Reg License Lab is built by practitioners with direct experience supporting FCA and EU regulatory authorisations for AIFM and MiFID firms.

All materials are developed from:

  • Live authorisation submissions

  • Regulatory reviews and supervisory feedback

  • Practical application of FCA, AMF, BaFin, FINMA and CSSF expectations

Our focus is on substance, internal consistency and regulatory defensibility.

We hold a 100% success record to date, based on our clients originating from established investment firms and/or holding 10 years or more relevant experience in a senior position.

Contact us

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