EU AIFM, MiFID & UCITS Licensing — Regulatory Licence Lab

EU AIFM & MIFID LICENSING

EU AIFM Licensing Playbooks

Jurisdictions Include:

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France (AMF)
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Germany (BaFin)
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Luxembourg (CSSF)
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Netherlands (AFM)
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Switzerland (FINMA)
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Each playbook includes

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Local regulatory pathway analysis
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Substance and staffing expectations
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Governance and local oversight model
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Delegation and cross-border structures
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Capital and prudential expectations
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Supervisory engagement approach
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Common failure points and regulator focus areas

EU MiFID Investment Firm Playbooks

For EU MiFID firms (asset management / advisory)

Includes

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National transposition differences
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Capital and prudential regimes
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Governance and control expectations
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Risk and compliance architecture
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Cross-border passporting strategy
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