Launching an investment manager in the UK requires approval from the Financial Conduct Authority.

That approval depends on demonstrating a credible regulatory operating model.

Regulatory Licence Lab provides structured documentation frameworks to support FCA authorisation under:

• MiFID investment firm permissions
• Alternative Investment Fund Manager frameworks
• Related regulatory approvals

What this module provides

The module includes structured documentation covering:

• regulatory business plans
• governance and management responsibilities
• compliance and risk frameworks
• prudential and capital planning
• outsourcing oversight
• wind-down planning

Each element is aligned with supervisory expectations for UK investment firms.