FAQ

  • What is Regulatory License Lab?

    Regulatory License Lab is a digital platform that helps firms navigate the FCA authorisation process. We provide self-serve application packs, compliance templates, and expert support to help you complete your application quickly and confidently.

  • Who are your services for?

    Our services are designed for investment managers, financial advisers, fintech start-ups, credit brokers, and other firms that need FCA authorisation or ongoing compliance support.

  • Do I need to be an expert in compliance to use your platform?

    No. Our materials are written in plain English and structured step by step. You can start with a self-serve pack and request expert input whenever you need additional support.

  • How does the DIY application process work?

    You select the pack that matches your business type, download the templates, and follow the included guide. You can then book an optional review session for feedback before submitting to the FCA.

  • Can you manage the full FCA application for us?

    Yes. Our full-service option includes drafting your Regulatory Business Plan, financial models, compliance policies, and handling all communications with the FCA until approval.

  • How long does FCA authorisation take?

    Timeframes vary depending on the type of permission, but most complete applications take between three and six months. More complex applications can take longer, sometimes unto 12 months, so allow ample time. We help you ensure your submission is complete and well-presented, reducing delays.

  • Do you provide ongoing compliance support after authorisation?

    Yes. We offer monthly or quarterly retainers that include compliance monitoring, board reporting, and policy updates.

  • Are your templates FCA-approved?

    The FCA does not approve templates, but all our materials are built to reflect current FCA standards and expectations. They are reviewed regularly by regulatory practitioners.

  • Can you help firms outside the UK?

    Yes. We also advise on EU and international authorisations including CySEC, BaFin, SEC, and DFSA registrations to name a few, as well as cross-border passporting and global financial promotion rules.

  • How much do your services cost?

    Our pricing depends on the level of support you choose. Self-serve packs start at an affordable flat rate, while assisted and full-service options are priced based on scope and complexity. All fees are transparent and listed before you begin.

  • How do you protect client data?

    We take data protection seriously. All client files are stored on secure, encrypted servers within the UK, and we comply with UK GDPR standards. We never share or sell client information under any circumstances.

  • How do I get started?

    Explore our service packs, choose the option that fits your business, and sign up directly through our website. If you need tailored support, you can book a consultation with one of our specialists.